Personnel Hong Kong SFC License Details (ID 2258329)

Personnel Hong Kong SFC License Details (ID 2258329)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WEBULL SECURITIES LIMITED	Rep	Advising on securities	2026-01-21	-
	Rep	Dealing in securities	2026-01-21	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2016-03-04	2016-07-01
	Rep	Advising on securities	2016-03-04	2016-07-01
	Rep	Dealing in securities	2016-03-04	2016-07-01
CITIC Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2015-04-24	2016-02-12
	Rep	Advising on securities	2015-04-24	2016-02-12
CLSA LIMITED	Rep	Dealing in securities	2015-04-24	2016-02-12
CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED	Rep	Advising on corporate finance	2014-12-23	2016-01-01
	Rep	Advising on securities	2014-12-23	2016-01-01
	Rep	Dealing in securities	2014-12-23	2016-01-01
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2014-04-14	2014-12-09
	Rep	Dealing in securities	2014-04-14	2014-12-09