Personnel Hong Kong SFC License Details (ID 2258357)

Personnel Hong Kong SFC License Details (ID 2258357)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GRAND FIRE SECURITIES LIMITED	RO	Dealing in securities	2023-09-20	2023-12-16
	Rep	Dealing in securities	2023-08-14	2023-09-20
Hong Kong Stock Link Securities Limited	RO	Dealing in securities	2023-04-18	2023-07-18
Realord Asia Pacific Asset Management Limited	Rep	Asset management	2023-03-13	2023-03-17
Realord Asia Pacific Securities Limited	RO	Dealing in securities	2022-12-28	2023-03-17
	Rep	Dealing in securities	2022-10-07	2022-12-28
JAKOTA SECURITIES GROUP LIMITED	Rep	Dealing in securities	2019-11-18	2022-09-23
Emperio Securities and Assets Management Limited	Rep	Dealing in securities	2019-06-05	2019-11-04
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2018-08-01	2019-04-03
RHB FUTURES HONG KONG LIMITED	Rep	Dealing in futures contracts	2014-05-13	2018-07-28
RHB SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2014-04-14	2018-07-28