| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Wisdom Asset Management Limited (HK) | Rep | Advising on securities | 2024-05-27 | - |
| Rep | Asset management | 2024-05-27 | - | |
| Rep | Dealing in securities | 2024-05-27 | - | |
| HC Securities (HK) Limited | RO | Asset management | 2023-09-06 | 2024-04-30 |
| Rep | Asset management | 2023-07-03 | 2023-09-06 | |
| RO | Advising on securities | 2023-07-03 | 2024-04-30 | |
| RO | Dealing in securities | 2023-07-03 | 2024-04-30 | |
| CR Wealth and Asset Management Limited | Rep | Asset management | 2021-05-18 | 2022-08-02 |
| China Renaissance Securities (Hong Kong) Limited | Rep | Advising on securities | 2020-04-29 | 2022-08-02 |
| Rep | Dealing in securities | 2020-04-29 | 2022-08-02 | |
| FOUNDER SECURITIES (HONG KONG) LIMITED | RO | Dealing in securities | 2019-09-24 | 2020-04-01 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-06-26 | 2020-04-01 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-06-26 | 2019-09-24 |
| Rep | Advising on securities | 2019-06-26 | 2020-04-01 | |
| GUOTAI JUNAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2018-12-24 | 2019-04-26 |
| GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2018-12-24 | 2019-04-26 |
| Rep | Dealing in securities | 2018-12-24 | 2019-04-26 |
No HKMA registrations in the collected records.