Personnel Hong Kong SFC License Details (ID 22588765)

Personnel Hong Kong SFC License Details (ID 22588765)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2023-07-28	-
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-07-28	-
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2022-01-26	2022-10-27
	Rep	Dealing in securities	2022-01-26	2022-10-27
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on securities	2020-07-24	2021-12-31
	Rep	Advising on corporate finance	2020-07-20	2021-12-31
	Rep	Dealing in securities	2020-07-20	2021-12-31
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2018-12-27	2020-06-11
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2018-12-27	2020-06-11