Personnel Hong Kong SFC License Details (ID 2259115)

Personnel Hong Kong SFC License Details (ID 2259115)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Universal Asset Management (Hong Kong) Company Limited	RO	Advising on securities	2025-07-21	-
	RO	Asset management	2025-07-21	-
	Rep	Advising on securities	2025-02-17	2025-07-21
	Rep	Asset management	2025-02-17	2025-07-21
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2023-01-27	2025-02-11
	RO	Advising on securities	2021-05-20	2025-02-11
	RO	Asset management	2021-05-20	2025-02-11
	Rep	Advising on securities	2020-09-02	2021-05-20
	Rep	Asset management	2020-09-02	2021-05-20
China Universal Asset Management (Hong Kong) Company Limited	Rep	Advising on securities	2014-04-16	2020-07-31
	Rep	Asset management	2014-04-16	2020-07-31