Personnel Hong Kong SFC License Details (ID 2259557)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2018-02-07	2019-07-04
	Rep	Dealing in securities	2018-02-07	2019-07-04
XinKong International Asset Management Limited	Rep	Asset management	2017-06-05	2017-08-02
XinKong International Securities Limited	Rep	Advising on securities	2017-06-05	2017-08-02
Caitong International Asset Management Co., Limited	Rep	Advising on securities	2014-04-17	2017-04-13
	Rep	Asset management	2014-04-17	2017-04-13