Personnel Hong Kong SFC License Details (ID 2259560)

Personnel Hong Kong SFC License Details (ID 2259560)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2022-07-20	2024-01-23
	Rep	Advising on securities	2022-07-20	2024-01-23
	Rep	Dealing in securities	2022-07-20	2024-01-23
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2022-07-20	2024-01-23
	Rep	Advising on securities	2022-07-20	2024-01-23
	Rep	Dealing in securities	2022-07-20	2024-01-23
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-10-08	2022-04-11
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2014-04-17	2015-10-16
	Rep	Dealing in securities	2014-04-17	2015-10-16