Personnel Hong Kong SFC License Details (ID 2260084)

Personnel Hong Kong SFC License Details (ID 2260084)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AllianceBernstein Hong Kong Limited	Rep	Dealing in securities	2019-03-18	2019-03-20
	Rep	Dealing in securities	2018-10-02	2018-10-03
	Rep	Dealing in securities	2018-03-19	2018-03-21
	Rep	Dealing in securities	2017-09-11	2017-09-15
	Rep	Dealing in securities	2017-02-27	2017-02-28
	Rep	Dealing in securities	2016-03-09	2016-03-11
	Rep	Dealing in securities	2015-09-11	2015-09-18
	Rep	Dealing in securities	2015-03-23	2015-03-25
	Rep	Dealing in securities	2014-07-08	2014-07-09
	Rep	Dealing in securities	2014-04-22	2014-04-23