Personnel Hong Kong SFC License Details (ID 2260088)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Brookfield Advisors (Hong Kong) Limited	RO	Advising on securities	2017-05-22	2024-04-01
	RO	Dealing in securities	2017-05-22	2024-04-01
	Rep	Advising on securities	2017-03-06	2017-05-22
	Rep	Dealing in securities	2017-03-06	2017-05-22
BFIN Private Advisors (Hong Kong) Limited	RO	Advising on securities	2015-09-15	2017-01-16
	RO	Dealing in securities	2015-09-15	2017-01-16
	Rep	Advising on securities	2014-04-22	2015-09-15
	Rep	Dealing in securities	2014-04-22	2015-09-15