Personnel Hong Kong SFC License Details (ID 2260090)

Personnel Hong Kong SFC License Details (ID 2260090)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2021-05-28	-
	Rep	Dealing in securities	2021-05-28	-
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2020-07-16	2021-02-11
	Rep	Advising on corporate finance	2019-10-16	2021-02-11
	Rep	Dealing in securities	2019-10-16	2021-02-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2019-02-25	2019-08-05
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2014-04-22	2018-12-11
	Rep	Dealing in securities	2014-04-22	2018-12-11