Personnel SFC Licences and HKMA Registrations (ID 2260096)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CMB INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2021-07-23	-
CMB International Securities Limited	Rep	Dealing in securities	2021-07-23	-
iBest Investment Services Limited	Rep	Leveraged foreign exchange trading	2017-10-04	2019-01-25
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Leveraged foreign exchange trading	2014-07-25	2020-01-23
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-04-22	2021-03-15
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-04-22	2021-03-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.