Personnel SFC Licences and HKMA Registrations (ID 2260101)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Fosun Asset Management Limited	RO	Advising on securities	2017-07-06	-
	RO	Asset management	2017-07-06	-
	RO	Dealing in securities	2017-07-06	-
	Rep	Advising on securities	2016-12-01	2017-07-06
	Rep	Asset management	2016-12-01	2017-07-06
	Rep	Dealing in securities	2016-12-01	2017-07-06
Fosun International Securities Limited	Rep	Dealing in securities	2015-06-29	2016-11-25
	Rep	Asset management	2015-05-04	2016-11-25
PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2014-04-22	2015-03-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.