Personnel Hong Kong SFC License Details (ID 2260103)

Personnel Hong Kong SFC License Details (ID 2260103)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2017-10-24	2020-05-27
	Rep	Dealing in securities	2017-10-24	2020-05-27
BOCOM International Securities Limited	Rep	Advising on securities	2017-10-24	2020-05-27
	Rep	Dealing in securities	2017-10-24	2020-05-27
China Securities (International) Brokerage Company Limited	Rep	Advising on futures contracts	2017-01-12	2017-09-29
	Rep	Dealing in futures contracts	2017-01-12	2017-09-29
	Rep	Advising on securities	2015-03-30	2017-09-29
	Rep	Dealing in securities	2015-03-30	2017-09-29
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-04-22	2015-03-11