| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Hao Tian Asset Management Limited | RO | Advising on securities | 2021-09-30 | - |
| RO | Asset management | 2021-09-30 | - | |
| Rep | Advising on securities | 2020-05-19 | 2021-09-30 | |
| Hao Tian International Futures Limited | RO | Dealing in futures contracts | 2020-05-19 | 2023-02-24 |
| Hao Tian International Securities Limited | RO | Dealing in securities | 2020-01-03 | - |
| Hao Tian Asset Management Limited | Rep | Asset management | 2019-08-28 | 2021-09-30 |
| Hao Tian International Futures Limited | Rep | Dealing in futures contracts | 2019-08-28 | 2020-05-19 |
| Hao Tian International Securities Limited | Rep | Dealing in securities | 2019-08-28 | 2020-01-03 |
| LUK FOOK ASSET MANAGEMENT (HK) LIMITED | Rep | Asset management | 2017-08-04 | 2019-07-17 |
| LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2017-03-09 | 2019-07-17 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2017-03-09 | 2019-07-17 |
| CNI Securities Group Limited | Rep | Dealing in securities | 2014-04-23 | 2017-03-01 |
No HKMA registrations in the collected records.