Personnel Hong Kong SFC License Details (ID 22605209)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2023-09-26	-
	Rep	Advising on securities	2023-07-10	2023-07-17
	Rep	Advising on securities	2023-03-08	2023-03-17
	Rep	Advising on securities	2023-01-16	2023-01-24
	Rep	Advising on securities	2020-01-16	2020-01-23
	Rep	Advising on securities	2019-11-28	2019-12-05
	Rep	Advising on securities	2019-07-17	2019-07-25
	Rep	Advising on securities	2019-01-04	2019-01-11