Personnel SFC Licences and HKMA Registrations (ID 2261080)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Manulife Investment Management (Hong Kong) Limited	Rep	Dealing in securities	2026-09-22	-
FWD Financial Planning Limited (HK)	Rep	Advising on securities	2015-11-19	2020-04-30
	Rep	Dealing in securities	2015-11-19	2020-04-30
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-04-24	2015-05-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.