Personnel SFC Licences and HKMA Registrations (ID 2261082)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SBI Securities (Hong Kong) Limited	Rep	Advising on securities	2022-06-17	-
	Rep	Dealing in securities	2022-06-17	-
I Win Asset Management Limited	Rep	Advising on securities	2021-10-05	2022-05-31
	Rep	Asset management	2021-10-05	2022-05-31
I WIN SECURITIES LIMITED	Rep	Dealing in securities	2021-08-03	2022-05-31
Tongfang Securities Limited	Rep	Dealing in securities	2021-02-02	2021-07-10
Mage Securities Limited	Rep	Dealing in securities	2018-06-26	2020-12-31
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2014-04-24	2018-05-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.