Huang, Li (SFC:BDE796) 黃理

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2020-02-25	-
	Rep	Dealing in securities	2020-02-25	-
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2014-04-25	2019-07-11
	Rep	Dealing in securities	2014-04-25	2019-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED	Rep	Advising on securities	2020-02-25	-
	Rep	Dealing in securities	2020-02-25	-
Legg Mason Asset Management Hong Kong Limited	Rep	Advising on securities	2014-04-25	2019-07-11
	Rep	Dealing in securities	2014-04-25	2019-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.