| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| Admiralty Harbour Capital Limited | RO | Advising on securities | 2023-07-13 | - |
| RO | Dealing in securities | 2023-07-13 | - | |
| Rep | Advising on securities | 2021-06-23 | 2023-07-13 | |
| Rep | Dealing in securities | 2021-06-10 | 2023-07-13 | |
| SC Lowy Financial (HK) Limited | Rep | Dealing in securities | 2017-10-25 | 2021-05-26 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-04-25 | 2017-07-28 |
| Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-04-25 | 2017-07-28 |
No HKMA registrations in the collected records.