Personnel Hong Kong SFC License Details (ID 22621323)

Personnel Hong Kong SFC License Details (ID 22621323)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ZHESHANG INTERNATIONAL FINANCIAL HOLDINGS CO., LIMITED	Rep	Dealing in futures contracts	2024-10-31	-
	Rep	Dealing in securities	2024-10-31	-
	Rep	Asset management	2024-10-31	2025-06-04
Alpha Win Capital Limited	Rep	Advising on securities	2022-02-14	2022-08-18
	Rep	Asset management	2022-02-14	2022-08-18
	Rep	Dealing in securities	2022-02-14	2022-08-18
Rich Bay Securities Limited	Rep	Advising on futures contracts	2020-07-06	2021-08-31
	Rep	Advising on securities	2020-07-06	2021-08-31
	Rep	Dealing in futures contracts	2020-07-06	2021-08-31
	Rep	Dealing in securities	2019-01-08	2021-08-31