Personnel Hong Kong SFC License Details (ID 2262340)

Personnel Hong Kong SFC License Details (ID 2262340)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
REALINK FINANCIAL TRADE LIMITED	Rep	Dealing in futures contracts	2016-08-16	2018-05-25
	Rep	Dealing in securities	2016-08-16	2018-05-25
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2015-08-11	2016-04-16
CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED	Rep	Dealing in futures contracts	2015-08-11	2016-04-16
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2015-08-11	2016-04-16
Topaz Financial Group Limited	Rep	Dealing in futures contracts	2014-04-28	2015-05-15
	Rep	Dealing in securities	2014-04-28	2015-05-15