| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| LSQ CAPITAL LIMITED | RO | Dealing in securities | 2024-04-11 | - |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2021-05-28 |
| Rep | Dealing in securities | 2016-12-19 | 2021-05-28 | |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-04-28 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-04-28 | 2021-05-28 |
| Rep | Dealing in securities | 2014-04-28 | 2021-05-28 | |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-04-28 | 2016-12-18 |
No HKMA registrations in the collected records.