| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2021-11-25 | 2022-10-21 |
| Rep | Dealing in securities | 2021-11-25 | 2022-10-21 |
| Sunrise Brokers (Hong Kong) Limited | Rep | Dealing in futures contracts | 2021-05-31 | 2022-10-21 |
| Rep | Dealing in securities | 2021-05-31 | 2022-10-21 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2020-05-06 | 2022-10-22 |
| GFI (HK) SECURITIES L.L.C. | Rep | Providing automated trading services | 2020-04-01 | 2022-10-21 |
| Rep | Dealing in futures contracts | 2020-04-01 | 2022-10-21 |
| Rep | Dealing in securities | 2020-04-01 | 2022-10-21 |
| BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in futures contracts | 2019-01-09 | 2020-03-31 |
| Rep | Dealing in securities | 2019-01-09 | 2020-03-31 |