Personnel Hong Kong SFC License Details (ID 22625715)

Personnel Hong Kong SFC License Details (ID 22625715)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2024-03-20	-
	RO	Dealing in securities	2024-03-20	-
	Rep	Advising on securities	2024-03-13	2024-03-20
	Rep	Dealing in securities	2024-03-13	2024-03-20
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on securities	2023-01-10	2024-01-12
	RO	Dealing in securities	2023-01-10	2024-01-12
	Rep	Advising on futures contracts	2020-03-05	2024-01-12
	Rep	Dealing in futures contracts	2020-03-05	2024-01-12
	Rep	Advising on securities	2019-01-09	2023-01-10
	Rep	Dealing in securities	2019-01-09	2023-01-10