Personnel Hong Kong SFC License Details (ID 22625730)

Personnel Hong Kong SFC License Details (ID 22625730)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on corporate finance	2021-09-20	-
	Rep	Advising on securities	2021-09-20	-
	Rep	Dealing in securities	2021-09-20	-
HAITONG INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2021-06-16	2021-08-09
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2021-06-16	2021-08-09
	Rep	Dealing in securities	2021-06-16	2021-08-09
Silk Road International Capital Limited	Rep	Advising on corporate finance	2019-01-09	2021-05-20
	Rep	Advising on securities	2019-01-09	2021-05-20
	Rep	Dealing in securities	2019-01-09	2021-05-20