Yan, Tao (SFC:BNY700) 嚴濤 SFC Licences and HKMA Registrations (ID 22635190)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Guosen Securities (HK) Brokerage Company, Limited	RO	Dealing in futures contracts	2024-12-05	-
	Rep	Dealing in securities	2023-06-14	-
	Rep	Dealing in futures contracts	2023-06-14	2024-12-05
Central China International Futures Company Limited	Rep	Dealing in futures contracts	2019-01-11	2023-01-31
Central China International Securities Co., Limited	Rep	Dealing in securities	2019-01-11	2023-01-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.