Seward, Thomas William (SFC:BOA532)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Houlihan Lokey (China) Limited	RO	Advising on corporate finance	2020-11-20	-
	RO	Advising on securities	2020-11-20	-
	RO	Dealing in securities	2020-11-20	-
	Rep	Advising on corporate finance	2019-01-11	2020-11-20
	Rep	Advising on securities	2019-01-11	2020-11-20
	Rep	Dealing in securities	2019-01-11	2020-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Houlihan Lokey (China) Limited	RO	Advising on corporate finance	2020-11-20	-
	RO	Advising on securities	2020-11-20	-
	RO	Dealing in securities	2020-11-20	-
	Rep	Advising on corporate finance	2019-01-11	2020-11-20
	Rep	Advising on securities	2019-01-11	2020-11-20
	Rep	Dealing in securities	2019-01-11	2020-11-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.