Personnel SFC Licences and HKMA Registrations (ID 22635274)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Qogir (Hong Kong) Limited	RO	Advising on securities	2024-11-20	-
	RO	Asset management	2024-11-20	-
	RO	Dealing in securities	2024-11-20	-
Advent Securities (Hong Kong) Limited	Rep	Dealing in securities	2021-10-26	2024-10-31
ROUNDHOUSE PARTNERS LTD	RO	Advising on securities	2021-09-08	2024-10-31
	RO	Asset management	2021-09-08	2024-10-31
	Rep	Advising on securities	2021-08-26	2021-09-08
	Rep	Asset management	2021-08-26	2021-09-08
i-Golden Data Capital Limited	RO	Advising on securities	2021-03-04	2021-07-11
	RO	Asset management	2021-03-04	2021-07-11
QH Asset Management Company Limited	RO	Advising on securities	2020-04-16	2020-10-31
	RO	Asset management	2020-04-16	2020-10-31
	Rep	Asset management	2019-10-02	2020-04-16
QH CAPITAL LIMITED	Rep	Advising on corporate finance	2019-01-11	2020-10-31
	Rep	Advising on securities	2019-01-11	2020-10-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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