Personnel Hong Kong SFC License Details (ID 2263657)

Personnel Hong Kong SFC License Details (ID 2263657)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Glory Sun Securities Limited	RO	Dealing in securities	2026-05-27	-
	RO	Asset management	2024-03-01	-
Atlantic Asset Management Limited	RO	Advising on securities	2023-03-15	-
	RO	Asset management	2023-03-15	-
	Rep	Advising on securities	2023-02-13	2023-03-15
	Rep	Asset management	2023-02-13	2023-03-15
i-Golden Data Capital Limited	RO	Advising on securities	2021-10-04	2023-02-01
	RO	Asset management	2021-10-04	2023-02-01
	Rep	Advising on securities	2021-08-31	2021-10-04
	Rep	Asset management	2021-08-31	2021-10-04
GALAXY ASSET MANAGEMENT (H.K.) LIMITED	RO	Advising on futures contracts	2018-07-26	2021-08-16
	RO	Advising on securities	2018-07-26	2021-08-16
	RO	Asset management	2017-09-11	2021-08-16
	Rep	Advising on futures contracts	2015-10-13	2018-07-26
	Rep	Advising on securities	2015-10-13	2018-07-26
	Rep	Asset management	2014-04-30	2017-09-11