Personnel Hong Kong SFC License Details (ID 2264293)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Liquidity Finance (Hong Kong) Limited	RO	Advising on securities	2024-02-22	-
Sanford C. Bernstein (Hong Kong) Limited	Rep	Advising on securities	2014-05-02	2022-09-30
	Rep	Dealing in securities	2014-05-02	2022-09-30