Personnel SFC Licences and HKMA Registrations (ID 22643653)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2026-04-21	-
	Rep	Advising on securities	2023-08-28	2023-08-31
	Rep	Dealing in securities	2023-08-28	2023-08-31
	Rep	Advising on securities	2019-01-14	2019-01-17
	Rep	Dealing in securities	2019-01-14	2019-01-17

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.