Personnel Hong Kong SFC License Details (ID 2264889)

Personnel Hong Kong SFC License Details (ID 2264889)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2015-10-09	2019-12-10
	Rep	Dealing in securities	2015-10-09	2019-12-10
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-05-05	2015-08-21
	Rep	Advising on securities	2014-05-05	2015-08-21
	Rep	Dealing in securities	2014-05-05	2015-08-21
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-05-05	2015-08-21
	Rep	Advising on securities	2014-05-05	2015-08-21
	Rep	Dealing in securities	2014-05-05	2015-08-21