Personnel SFC Licences and HKMA Registrations (ID 2265431)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2018-07-17	-
	Rep	Dealing in futures contracts	2018-07-09	-
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-07	2015-11-23
	Rep	Dealing in securities	2014-05-07	2015-11-23
	Rep	Advising on futures contracts	2014-05-07	2018-05-31
	Rep	Dealing in futures contracts	2014-05-07	2018-05-31

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.