| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2016-12-19 | 2018-01-16 |
| Rep | Dealing in futures contracts | 2016-12-19 | 2018-01-16 |
| Rep | Dealing in securities | 2016-12-19 | 2018-01-16 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-14 | 2018-01-16 |
| Rep | Dealing in securities | 2015-08-14 | 2018-01-16 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Providing automated trading services | 2015-08-14 | 2016-12-18 |
| Rep | Dealing in securities | 2015-08-14 | 2016-12-18 |
| Shangding International Asset Management Company Limited | Rep | Asset management | 2014-05-09 | 2015-07-17 |