Personnel Hong Kong SFC License Details (ID 2267106)

Personnel Hong Kong SFC License Details (ID 2267106)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Grand Moore Capital Limited	Rep	Advising on corporate finance	2018-07-24	2019-11-25
	Rep	Dealing in securities	2018-07-24	2019-11-25
Yi Shun Da Capital Limited	Rep	Advising on corporate finance	2018-02-07	2018-07-08
	Rep	Dealing in securities	2018-02-07	2018-07-08
SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED	Rep	Advising on corporate finance	2015-08-05	2017-12-28
	Rep	Advising on securities	2015-08-05	2017-12-28
	Rep	Dealing in securities	2015-08-05	2017-12-28
QUAM CAPITAL LIMITED	Rep	Advising on corporate finance	2015-04-27	2015-07-28
PLATINUM SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2014-05-12	2015-04-01
	Rep	Dealing in securities	2014-05-12	2015-04-01