Personnel Hong Kong SFC License Details (ID 22674970)

Personnel Hong Kong SFC License Details (ID 22674970)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Whole Grain Asset Management Company Limited	RO	Advising on securities	2023-10-11	-
	RO	Asset management	2023-10-11	-
BOMAN CAPITAL (HONG KONG) LIMITED	RO	Advising on securities	2021-11-03	2023-08-31
	RO	Asset management	2021-11-03	2023-08-31
	Rep	Advising on securities	2021-10-29	2021-11-03
	Rep	Asset management	2021-10-29	2021-11-03
ICBC UBS Asset Management (International) Company Limited	RO	Advising on securities	2019-01-22	2020-03-18
	RO	Asset management	2019-01-22	2020-03-18
	RO	Dealing in securities	2019-01-22	2020-03-18