Personnel Hong Kong SFC License Details (ID 22684885)

Personnel Hong Kong SFC License Details (ID 22684885)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Warburg Pincus (Hong Kong) Limited	RO	Dealing in securities	2025-01-13	-
	Rep	Dealing in securities	2025-01-13	2025-01-13
GOLDMAN SACHS (ASIA) L.L.C.	RO	Advising on securities	2020-04-17	2023-10-01
	Rep	Advising on securities	2020-03-03	2020-04-17
	RO	Dealing in securities	2019-04-03	2023-10-01
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	RO	Dealing in futures contracts	2019-04-03	2023-10-01
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2019-01-23	2019-04-03
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2019-01-23	2019-04-03