Personnel Hong Kong SFC License Details (ID 22690143)

Personnel Hong Kong SFC License Details (ID 22690143)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2025-09-11	-
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2025-09-11	-
	Rep	Dealing in futures contracts	2025-09-11	-
	Rep	Dealing in securities	2025-09-11	-
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-11-01	2025-05-02
	Rep	Dealing in securities	2019-11-01	2025-05-02
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in futures contracts	2019-11-01	2025-05-02
	Rep	Dealing in securities	2019-11-01	2025-05-02
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2019-01-24	2019-08-16
	Rep	Dealing in securities	2019-01-24	2019-08-16