Personnel SFC Licences and HKMA Registrations (ID 22690179)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on securities	2022-08-01	-
	Rep	Dealing in securities	2022-08-01	-
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2019-01-24	2020-07-30
	Rep	Advising on securities	2019-01-24	2020-07-30
	Rep	Dealing in securities	2019-01-24	2020-07-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.