Personnel Hong Kong SFC License Details (ID 22690190)

Personnel Hong Kong SFC License Details (ID 22690190)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2026-07-03	-
SMBC NIKKO SECURITIES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2026-03-19	2026-06-19
	Rep	Advising on securities	2026-03-19	2026-06-19
	Rep	Dealing in futures contracts	2026-03-19	2026-06-19
	Rep	Dealing in securities	2026-03-19	2026-06-19
	Rep	Advising on futures contracts	2019-01-24	2026-03-18
	Rep	Advising on securities	2019-01-24	2026-03-18
	Rep	Dealing in futures contracts	2019-01-24	2026-03-18
	Rep	Dealing in securities	2019-01-24	2026-03-18