Personnel Hong Kong SFC License Details (ID 2269043)

Personnel Hong Kong SFC License Details (ID 2269043)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HEAVENBOURNE SECURITIES LIMITED	RO	Dealing in securities	2026-09-02	-
HSBC BROKING FUTURES (ASIA) LIMITED	RO	Dealing in futures contracts	2024-12-13	2026-02-20
HSBC BROKING SECURITIES (ASIA) LIMITED	RO	Dealing in securities	2024-12-13	2026-02-20
HSBC BROKING SECURITIES (HONG KONG) LIMITED	RO	Dealing in securities	2024-12-13	2026-02-20
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2024-10-02	2026-02-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2024-09-02	2024-12-13
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2024-09-02	2024-12-13
HSBC BROKING SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2024-09-02	2024-12-13
KOREA INVESTMENT &AMP; SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2023-09-20	2024-07-24
	Rep	Dealing in securities	2023-09-20	2024-07-24
Changjiang Futures (HK) Limited	Rep	Dealing in futures contracts	2022-05-18	2023-09-04
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2022-05-18	2023-09-04
CES Forex (HK) Limited	Rep	Leveraged foreign exchange trading	2020-09-21	2022-05-09
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-07-05	2022-05-09
CHINA EVERBRIGHT FOREX &AMP; FUTURES (HK) LIMITED	Rep	Dealing in futures contracts	2019-07-05	2022-05-09
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-07-05	2022-05-09
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2019-07-05	2022-05-09
Everbright Securities Investment Services (HK) Limited	Rep	Dealing in securities	2019-07-05	2022-05-09
CHIEF SECURITIES LIMITED	Rep	Dealing in securities	2014-05-15	2016-09-03