Personnel Hong Kong SFC License Details (ID 2269650)

Personnel Hong Kong SFC License Details (ID 2269650)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NFH Securities and Futures Limited	Rep	Dealing in securities	2024-01-19	2024-06-20
NFH Corporate Finance Limited	Rep	Advising on corporate finance	2023-11-29	2023-11-29
	RO	Advising on corporate finance	2023-11-29	2025-01-29
Changjiang Corporate Finance (HK) Limited	RO	Advising on corporate finance	2019-04-09	2023-04-28
	Rep	Advising on corporate finance	2019-02-04	2019-04-09
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-02-04	2023-04-28
Minerva Advisory Global Capital Limited	RO	Advising on corporate finance	2018-05-08	2019-01-01
Minerva Holding Financial Securities Limited	Rep	Dealing in securities	2018-04-20	2019-01-01
Minerva Advisory Global Capital Limited	Rep	Advising on corporate finance	2018-04-19	2018-05-08
RHB CAPITAL HONG KONG LIMITED	Rep	Advising on corporate finance	2015-12-24	2018-04-19
	Rep	Dealing in securities	2015-12-24	2018-04-19
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2014-05-16	2015-12-13