Personnel Hong Kong SFC License Details (ID 2269660)

Personnel Hong Kong SFC License Details (ID 2269660)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Galaxy International Futures (Hong Kong) Co., Limited	Rep	Dealing in futures contracts	2018-08-08	2023-09-21
China Galaxy International Securities (Hong Kong) Co., Limited	Rep	Dealing in securities	2018-08-08	2023-09-21
Mason Securities Limited	Rep	Dealing in securities	2015-04-14	2017-01-01
ZHONG ZHENG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2015-04-14	2017-01-01
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-11-17	2015-03-01
KGI ASIA LIMITED	Rep	Dealing in securities	2014-10-10	2015-03-01
Delta Asia Wealth Management Limited	Rep	Asset management	2014-08-25	2014-09-29
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2014-05-16	2014-09-29