Personnel Hong Kong SFC License Details (ID 2269723)

Personnel Hong Kong SFC License Details (ID 2269723)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-01-15	2026-07-29
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-01-15	2026-07-29
	Rep	Dealing in securities	2021-01-15	2026-07-29
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-05-19	2018-03-23
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2014-05-19	2018-03-23
	Rep	Dealing in securities	2014-05-19	2018-03-23