Personnel Hong Kong SFC License Details (ID 2269724)

Personnel Hong Kong SFC License Details (ID 2269724)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2024-08-16	-
	Rep	Asset management	2024-08-16	-
	Rep	Dealing in securities	2024-08-16	-
DWS Investments Hong Kong Limited	Rep	Advising on securities	2018-04-25	2024-08-15
	Rep	Asset management	2018-04-25	2024-08-15
	Rep	Dealing in securities	2018-04-25	2024-08-15
Morgan Stanley Asia Limited	Rep	Advising on securities	2015-07-09	2016-05-13
	Rep	Dealing in securities	2015-07-09	2016-05-13
MIB SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-05-19	2015-06-06