Personnel Hong Kong SFC License Details (ID 2269726)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
S&AMP;P GLOBAL RATINGS HONG KONG LIMITED	Rep	Providing credit rating services	2016-11-25	2022-04-22
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2014-05-19	2016-10-01
	Rep	Advising on securities	2014-05-19	2016-10-01
	Rep	Dealing in securities	2014-05-19	2016-10-01