| Mighty Fountain Capital Limited | RO | Advising on securities | 2025-03-12 | 2026-09-01 |
| RO | Asset management | 2025-03-12 | 2026-09-01 |
| RO | Dealing in securities | 2025-03-12 | 2026-09-01 |
| Rep | Advising on securities | 2024-12-02 | 2025-03-12 |
| Rep | Asset management | 2024-12-02 | 2025-03-12 |
| Rep | Dealing in securities | 2024-12-02 | 2025-03-12 |
| Long Bridge HK Limited | Rep | Advising on securities | 2021-06-28 | 2022-06-30 |
| Rep | Dealing in securities | 2021-06-16 | 2022-06-30 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2019-09-17 | 2021-05-13 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-07-02 | 2021-05-13 |
| OnePlatform Asset Management Limited | Rep | Dealing in securities | 2017-04-28 | 2019-02-14 |
| EMPEROR FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-09-08 | 2017-03-10 |
| EMPEROR SECURITIES LIMITED (HK) | Rep | Dealing in securities | 2014-09-08 | 2017-03-10 |
| Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2014-06-19 | 2014-08-19 |
| Tung Shing Securities (Brokers) Limited | Rep | Dealing in securities | 2014-05-20 | 2014-08-19 |