Personnel Hong Kong SFC License Details (ID 2271430)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2025-01-03	2025-01-13
	Rep	Dealing in futures contracts	2025-01-03	2025-01-13
	Rep	Advising on futures contracts	2023-05-08	2023-05-15
	Rep	Dealing in futures contracts	2023-05-08	2023-05-15
	Rep	Advising on futures contracts	2023-02-27	2023-03-06
	Rep	Dealing in futures contracts	2023-02-27	2023-03-06
	Rep	Advising on futures contracts	2019-12-11	2019-12-13
	Rep	Dealing in futures contracts	2019-12-11	2019-12-13
	Rep	Advising on futures contracts	2019-11-04	2019-11-05
	Rep	Dealing in futures contracts	2019-11-04	2019-11-05
	Rep	Advising on futures contracts	2019-04-16	2019-04-23
	Rep	Dealing in futures contracts	2019-04-16	2019-04-23
	Rep	Advising on futures contracts	2019-03-11	2019-03-13
	Rep	Dealing in futures contracts	2019-03-11	2019-03-13
	Rep	Advising on futures contracts	2019-01-17	2019-01-18
	Rep	Dealing in futures contracts	2019-01-17	2019-01-18
	Rep	Advising on futures contracts	2018-11-12	2018-11-15
	Rep	Dealing in futures contracts	2018-11-12	2018-11-15
	Rep	Advising on futures contracts	2018-08-21	2018-08-24
	Rep	Dealing in futures contracts	2018-08-21	2018-08-24
	Rep	Advising on futures contracts	2018-05-30	2018-06-01
	Rep	Dealing in futures contracts	2018-05-30	2018-06-01
	Rep	Advising on futures contracts	2018-01-22	2018-01-26
	Rep	Dealing in futures contracts	2018-01-22	2018-01-26
	Rep	Advising on futures contracts	2017-09-14	2017-09-14
	Rep	Dealing in futures contracts	2017-09-14	2017-09-14
	Rep	Advising on futures contracts	2017-07-18	2017-07-21
	Rep	Dealing in futures contracts	2017-07-18	2017-07-21
	Rep	Advising on futures contracts	2017-04-18	2017-04-21
	Rep	Dealing in futures contracts	2017-04-18	2017-04-21
	Rep	Dealing in futures contracts	2016-11-23	2016-11-25
	Rep	Dealing in futures contracts	2016-08-29	2016-09-02
	Rep	Advising on futures contracts	2016-01-25	2016-01-29
	Rep	Advising on futures contracts	2015-05-18	2015-05-22
	Rep	Dealing in futures contracts	2014-10-29	2014-10-31
	Rep	Advising on futures contracts	2014-05-21	2014-08-20
	Rep	Dealing in futures contracts	2014-05-21	2014-08-20