Personnel Hong Kong SFC License Details (ID 22715523)

Personnel Hong Kong SFC License Details (ID 22715523)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2025-06-03	-
CITIC Securities International Global Markets Limited	Rep	Dealing in securities	2021-12-22	-
	Rep	Advising on securities	2021-12-14	-
BOCI RESEARCH LIMITED	Rep	Advising on securities	2019-12-06	2021-11-24
BOCI SECURITIES LIMITED	Rep	Advising on securities	2019-12-06	2021-11-24
BOCI RESEARCH LIMITED	Rep	Advising on securities	2019-01-30	2019-10-12
BOCI SECURITIES LIMITED	Rep	Advising on securities	2019-01-30	2019-10-12