Personnel SFC Licences and HKMA Registrations (ID 22720096)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on corporate finance	2021-05-20	-
	Rep	Dealing in securities	2021-05-20	-
Citigroup Global Markets Asia Limited	Rep	Advising on corporate finance	2019-01-31	2021-04-07
	Rep	Dealing in securities	2019-01-31	2021-04-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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